Teresa
Swimm

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1148564
Investment Advisor
in Lynnfield, MA

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About this Advisor

Teresa Swimm is a financial advisor operating out of Lynnfield, Massachusetts, who has been in the financial industry for 10 years. Swimm is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, Swimm has held roles at Citigroup Global Markets Inc, Morgan Stanley Smith Barney, Scottrade, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Swimm holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to serve investors in Connecticut and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm that has its headquarters in Lynnfield, Massachusetts. It has offices in 3,132 locations and a total of 41,217 financial advisors. It administers $797 billion in total assets among its 2,472,247 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides services to 4,898 charities and foundations. Of its 2,472,247 client accounts, just 5% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules usually are based on the type of financial services. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1 Post Office Sq
Lynnfield, MA 01940

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

MA Average: $7,464,549,021
Total Number of Employees

41,217

MA Average: 88
Total Number of Accounts

2,472,247

MA Average: 3,892
Average Account Size

$322,494

MA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Teresa Swimm Work History

Teresa has 11 years of experience.

2015 - Present (5 years)

Bank Of America, N.A

2015 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2010 - 2015 (5 years)

Scottrade

2009 - 2010 (1 year)

Citigroup Global Markets Inc

2009 - 2010 (1 year)

Morgan Stanley Smith Barney

Disclosures

Teresa Swimm has no disclosures.

Please visit their SEC profile for more details.

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Katrina Stump
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Mark Seitzer
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Terence Zagara
Chandler, AZ
Sheldon Stephen
Everett, WA
Robert Dunn
Pennington, NJ
Antonella Barrero
Cincinnati, OH
Ali Abbas
Lake Worth, FL

This content was compiled from the SEC and FINRA.

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