Wayne
Bailey

Lpl Financial LLC

CRD#1124901
Investment Advisor
in Holden, MA

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About this Advisor

Wayne Bailey is a financial advisor working out of Holden, Massachusetts with 6 years of relevant experience. Bailey is on the advisory team at Lpl Financial LLC. Bailey has gained experience at Ameritas Investment Corp, Ameritas Life Insurance Corp, Financial Consulting Group Inc, National Planning Corporation and Lpl Financial LLC. Bailey holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and is approved to advise clients in Massachusetts. Lpl Financial LLC is a business headquartered in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 employees. It oversees $368 billion in assets under management between its 1,688,501 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides services to 3,425 charities and foundations. Of its 1,688,501 accounts, 31% belong to high-net-worth clients who have greater than $1 million in investable assets. Lpl Financial LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees depend on which services the firm provides the client. Fees billed by Lpl Financial LLC most likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Holden, MA

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

MA Average: $646,059,043
Total Number of Employees

31,366

MA Average: 13
Total Number of Accounts

1,688,501

MA Average: 661
Average Account Size

$217,956

MA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Wayne Bailey Work History

Wayne has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Lpl Financial LLC

1999 - Present (25 years)

Financial Consulting Group Inc

2016 - 2017 (1 year)

National Planning Corporation

2005 - 2016 (11 years)

Ameritas Investment Corp

2004 - 2016 (12 years)

Ameritas Life Insurance Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Wayne Bailey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joseph Praino
Purchase, NY
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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