Ubs Financial Services Inc
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About this Advisor
William K Harmuth is an investment advisor based in Peabody, Massachusetts. Currently an advisor at Ubs Financial Services Inc, Harmuth has 11 years of practice as a registered investment advisor. Harmuth maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Harmuth is registered to act as a financial advisor based out of California. Harmuth has worked their complete career at Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Peabody, Massachusetts, and has 369 locations in the country. As an advisory firm, Ubs Financial Services Inc manages $496 billion in assets dispersed across 922,927 accounts and employs more than 13,402 people. The firm's total assets under management makes it one of the largest investment advisory firms in the country. The firm manages 453,419 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 52% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Ubs Financial Services Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
William K Harmuth Work History
William K has 11 years of experience.
Ubs Financial Services Inc
William K Harmuth has disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
La Jolla, CA
Florham Park, NJ