William K
Harmuth

Ubs Financial Services Inc

CRD#1795530
Investment Advisor
in Peabody, MA

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About this Advisor

William K Harmuth is an investment advisor based in Peabody, Massachusetts. Currently an investment advisor at Ubs Financial Services Inc, Harmuth has 12 years of practice in the financial advisory industry. Harmuth has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Harmuth is able to serve clients in California. Harmuth has worked their whole career at Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Peabody, Massachusetts, and operates out of 369 other offices in the country. In aggregate, Ubs Financial Services Inc oversees $496 billion in assets covering 957,738 accounts and retains more than 13,335 people. The amount of assets the firm manages makes it one of the biggest investment advisory firms in the United States. The firm manages 500,077 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 56% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Ubs Financial Services Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

William K Harmuth Work History

William K has 13 years of experience.

2007 - Present (13 years)

Ubs Financial Services Inc

Disclosures

William K Harmuth has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Laurens Cook
New York, NY
Magda Malinowski
Chicago, IL
Christopher Albanese
Weehawken, NJ
Erika Lara
San Angelo, TX
Richard Grow
Charlotte, NC
Evan Bloomberg
Short Hills, NJ
Adriana Maria Da Cruz
New York, NY
Anita Humphrey
Clearwater, FL

This content was compiled from the SEC and FINRA.

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