Bruce
Falcon

On Investment Management Co

CRD#2317966
Investment Advisor
in Bay City, MI

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About this Advisor

Bruce Falcon is a financial advisor operating in Bay City, Michigan with 1 year of industry experience. Falcon is an advisor for On Investment Management Co. During their career, Falcon has held roles at The On Equity Sales Company, Independent Insurance Agent, Ohio National Financial Services, The Prudential Insurance Company Of America, Pruco Securities LLC and The O.N. Equity Sales Company. Falcon maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Michigan. On Investment Management Co is a financial advisory firm that has its headquarters in Cincinnati, OH. It has offices in 202 locations and a total of 256 employees. It oversees $2 billion in assets between its 12,239 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 13 charities and foundations. Of its 12,239 client accounts, just 4% are held by high-net-worth individuals who have at least $1 million in assets. The business has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types charged by On Investment Management Co can include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

615 Washington Avenue
Bay City, MI 48708

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On Investment Management Co Brokerage Details

Total Assets Under Management

$2,078,480,898

MI Average: $2,106,341,625
Total Number of Employees

256

MI Average: 34
Total Number of Accounts

12,239

MI Average: 1,972
Average Account Size

$169,824

MI Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Bruce Falcon Work History

Bruce has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

The Prudential Insurance Company Of America

2022 - Present (2 years)

Pruco Securities LLC

2022 - Present (2 years)

The O.N. Equity Sales Company

2012 - Present (12 years)

Ohio National Financial Services

2002 - Present (22 years)

Independent Insurance Agent

2012 - 2022 (10 years)

The On Equity Sales Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Bruce Falcon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at On Investment Management Co

Keith Conley
Tustin, CA
Tim Ward
Rushville, IL
Glenn Eckstut
Southampton, PA
John Cagle
Mackinaw, IL
Joseph Hurley
Cincinnati, OH
Rachel Debigare
Jacksonville, FL
Robin Faulkner-Harrison
Rock Springs, WY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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