Fifth Third Securities, Inc

Investment Advisor
in Utica, MI

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About this Advisor

Diane Bauer is a financial advisor who works out of Utica, Michigan, who has been in the industry for 16 years. Bauer is currently employed by Fifth Third Securities, Inc. They have spent their entire career at Fifth Third Securities, Inc. Bauer maintains Series 63 and Series 66 licenses, designating them as a securities broker, and is registered to work in Michigan and Ohio. Fifth Third Securities, Inc is a company that has its headquarters in Utica, Michigan. It has offices in 1,436 locations and a total of 1,563 advisors. It controls $2 billion in total assets across its 7,070 client accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to 10 charities and foundations. Of its 7,070 client accounts, just 2% belong to high-net-worth clients who have more than $1 million in assets. Fifth Third Securities, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors largely depend on which services are offered. Fee types charged by Fifth Third Securities, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets



Office Location

13555 23 Mile
Utica, MI 48315

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Fifth Third Securities, Inc Brokerage Details

Total Assets Under Management


MI Average: $2,106,341,625
Total Number of Employees


MI Average: 34
Total Number of Accounts


MI Average: 1,972
Average Account Size


MI Average: $1,068,125

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Diane Bauer Work History

Diane has 16 years of experience.

2004 - Present (17 years)

Fifth Third Securities


Diane Bauer has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Fifth Third Securities, Inc

David Tustison
Waukegan, IL
Steven Howard
Chicago, IL
Sharon Apol
Grand Rapids, MI
Christina Israel
Franklin, OH
Nick Kostoff
Jacksonville, FL
Timothy Goodman
Cincinnati, OH
Jessica Lucas
Walton, KY
Jason Hermes
Cincinnati, OH

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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