James
Panozzo

First Allied Advisory Services, Inc

CRD#4351371
Investment Advisor
in Muskegon, MI

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About this Advisor

James Panozzo is a financial advisor working in Muskegon, Michigan, who has been in the industry for 13 years. Panozzo is currently employed by First Allied Advisory Services, Inc. During their career, Panozzo has held roles at First Allied Securities, Inc and First Allied Advisory Services, Inc. Panozzo maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to work in Michigan. First Allied Advisory Services, Inc is a company headquartered in Muskegon, Michigan. The investment advisory business has offices in 359 locations and a total of 564 people on staff. It has $7 billion in assets under management between its 29,608 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves nine charitable organizations. Of its 29,608 client accounts, 16% belong to high-net-worth investors who have greater than $1 million in assets. First Allied Advisory Services, Inc performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice are based on which services the firm provides the client. However, fees charged by First Allied Advisory Services, Inc most likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

221 W Webster Avenue Suite 300
Muskegon, MI 49440

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First Allied Advisory Services, Inc Brokerage Details

Total Assets Under Management

$7,000,337,585

MI Average: $7,578,581,321
Total Number of Employees

564

MI Average: 43
Total Number of Accounts

29,608

MI Average: 3,727
Average Account Size

$236,434

MI Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Panozzo Work History

James has 13 years of experience.

2012 - Present (9 years)

First Allied Advisory Services, Inc

2007 - Present (14 years)

First Allied Securities,Inc

Disclosures

James Panozzo has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at First Allied Advisory Services, Inc

David Spencer
Stockton, CA
Robert Stupple
Newburgh, NY
Gregory Hunter
Mountain Home, AR
Abhijit Roy
San Diego, CA
David Albin
San Diego, CA
Bryan Nieman
Lincoln, NE
Brandon Yee
South Pasadena, CA
Peter Reynolds
Mountain Home, AR

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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