Jeffrey
Spencer

Wedbush Securities Inc

CRD#5389017
Investment Advisor
in Traverse City, MI

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About this Advisor

Jeffrey Spencer is a financial advisor operating out of Traverse City, Michigan, with 8 years of industry experience. Spencer is currently employed by Wedbush Securities Inc. The advisor has gained experience at Stifel, Nicolaus & Company, Inc and Wedbush Securities Inc. Spencer holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Michigan. Wedbush Securities Inc is a financial advisory company based out of Los Angeles, CA. The company has offices in 58 locations and a total of 920 employees. It controls $4 billion in assets among its 8,553 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 21 charities and foundations. Of its 8,553 customer accounts, just 14% belong to high-net-worth investors who have greater than $1 million in assets. Wedbush Securities Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees depend on which service is offered. Fee types billed by Wedbush Securities Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

830 E. Front Street Ste 100
Traverse City, MI 49686

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Wedbush Securities Inc Brokerage Details

Total Assets Under Management

$3,857,311,726

MI Average: $7,578,581,321
Total Number of Employees

920

MI Average: 43
Total Number of Accounts

8,553

MI Average: 3,727
Average Account Size

$450,989

MI Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jeffrey Spencer Work History

Jeffrey has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Wedbush Securities Inc

2010 - 2015 (5 years)

Stifel, Nicolaus & Company, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jeffrey Spencer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wedbush Securities Inc

Kevin Sesny
Los Angeles, CA
Eliza Forastieri-Pitsikalis
Jersey City, NJ
Wendy Olson
Gleneden Beach, OR
Paul Delzio
Sacramento, CA
Jonathan Monaco
Newport Beach, CA
Jordan Tiu
Los Angeles, CA
Robert Howard
Dallas, TX
Alicia Sorensen
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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