Joseph
Warsecke

Spc

CRD#5264740
Investment Advisor
in Plymouth, MI

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About this Advisor

Joseph Warsecke is an advisor in Plymouth, Michigan. Currently an advisor at Spc, they have accumulated 10 years of professional experience as a financial advisor. Warsecke maintains Series 63 and Series 66 licenses, designating the advisor as a securities agent. Warsecke is registered to work with investors in Michigan. Throughout their career, they have worked at Sigma Financial Corporation and Spc. Spc is headquartered in Plymouth, Michigan, and operates out of 464 other locations across the nation. Overall, Spc manages $5 billion in assets covering 25,865 accounts and retains more than 705 people. The level of assets currently under the firm's management places it among the largest firms in the United States. The firm manages 25,860 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 9% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Spc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

Plymouth, MI

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Spc Brokerage Details

Total Assets Under Management

$4,557,672,608

MI Average: $943,424,332
Total Number of Employees

705

MI Average: 21
Total Number of Accounts

25,865

MI Average: 1,586
Average Account Size

$176,210

MI Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Joseph Warsecke Work History

Joseph has 10 years of experience.

2010 - Present (12 years)

Sigma Financial Corporation

2010 - Present (12 years)

Spc

Disclosures

Joseph Warsecke has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

James Pihaly
Rockford, IL
Dean Bell
Utica, MI
Steven Belloli
East Lansing, MI
Melody Lowe
Ottumwa, IA
Brandon Grammatico
Ann Arbor, MI
Mark Steinman
Ann Arbor, MI
James Sadek
Austin, TX
Andrew Grimston
Allen Park, MI

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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