Kathy
Colby
Usa Financial Securities Corporation
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About this Advisor
Kathy Colby is a financial advisor based in Lansing, Michigan with a total of 7 years of industry experience. Colby is on the advisory team at Usa Financial Securities Corporation. Throughout their career, they have worked at Dominion Investor Services, Inc, Financial Independents, Inc, Dominion Portfolio Management, Inc and Usa Financial Securities. Colby has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Arkansas, Michigan, Minnesota and North Carolina. Usa Financial Securities Corporation is a registered investment company operating out of Ada, MI. The firm has offices in 126 locations and a total of 166 people on staff. It has $224 million in assets under management across its 1,433 accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. Of its 1,433 customer accounts, just 1% are held by high-net-worth investors who have more than $1 million in assets. The company offers a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fees usually depend on the services offered. However, fees charged by Usa Financial Securities Corporation likely include any blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Usa Financial Securities Corporation Brokerage Details
$223,546,536
166
1,433
$155,999
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Kathy Colby Work History
Kathy has been registered as a financial advisor for 7 years.*
Usa Financial Securities
Financial Independents, Inc
Dominion Portfolio Management, Inc
Dominion Investor Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathy Colby to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Usa Financial Securities Corporation
Ada, MI
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Tustin, CA
Ada, MI
Ada, MI
Ada, MI
Raleigh, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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