Kyle
Waugh

Spc

CRD#4919663
Investment Advisor
in Ann Arbor, MI

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About this Advisor

Kyle Waugh is a financial advisor based in Ann Arbor, Michigan, working with Spc. Kyle has previously held positions at Sigma Planning Corporation, Sammons Securities Company, LLC, Financial Directions, and Parkland Securities. Kyle has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in multiple states, including Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Hawaii, Illinois, Kansas, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New Mexico, North Dakota, Oklahoma, Oregon, Texas, Utah, Virginia, and Wyoming. Currently, Kyle is part of Spc, which operates out of Ann Arbor, Michigan. The firm has 361 offices and 470 employees. The firm manages assets totaling $5.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Spc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 65, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

300 Parkland Plaza
Ann Arbor, MI 48103

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Spc Brokerage Details

Total Assets Under Management

$5,562,939,194

MI Average: $943,424,332
Total Number of Employees

470

MI Average: 21
Total Number of Accounts

30,541

MI Average: 1,586
Average Account Size

$182,147

MI Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kyle Waugh Work History

2014 - Present (11 years)

Parkland Securities

2007 - Present (18 years)

Sigma Planning Corporation

2004 - Present (21 years)

Financial Directions

2005 - 2014 (9 years)

Sammons Securities Company, LLC

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Kyle Waugh to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Dana Trowbridge-Mette
Ann Arbor, MI
Rodney Christ
Houston, TX
Travis Fisher
Saint Francis, MN
Benjamin Taylor
Toledo, OH
James Argentine
Mount Prospect, IL
Dianne Pritchard
Eastchester, NY
Adam Kozak
Eastchester, NY
Margaret Swiess
Willowbrook, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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