Investment Advisor
in Ann Arbor, MI

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About this Advisor

Mark Pauwels is an advisor based in Ann Arbor, Michigan. Currently an investment advisor at Spc, they have accrued 10 years of experience as a registered investment advisor. Pauwels has a Series 66 license, which certifies the advisor as both a securities agent and an investment advisor representative. Pauwels can serve customers in Florida, Michigan and Minnesota. The advisor has gained experience at Integrated Financial Group, Sagepoint Financial, Hantz Financial Group, Waddell & Reed Inc, Various Insurance Carriers For W & R Insurance Agencies, Sigma Financial Corporation and Spc. Spc is headquartered in Ann Arbor, Michigan, and operates out of 464 offices across the nation. In total, Spc oversees $5 billion in assets across 25,865 client accounts and employs more than 705 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 25,860 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 9% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Spc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

300 Parkland Plaza
Ann Arbor, MI 48103

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Spc Brokerage Details

Total Assets Under Management


MI Average: $943,424,332
Total Number of Employees


MI Average: 21
Total Number of Accounts


MI Average: 1,586
Average Account Size


MI Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Mark Pauwels Work History

Mark has 10 years of experience.

2016 - Present (6 years)

Sigma Financial Corporation

2016 - Present (6 years)


2014 - 2016 (2 years)

Waddell & Reed Inc

2014 - 2016 (2 years)

Various Insurance Carriers For W & R Insurance Agencies

2013 - 2014 (1 year)

Integrated Financial Group

2013 - 2014 (1 year)

Sagepoint Financial

2010 - 2013 (3 years)

Hantz Financial Group


Mark Pauwels has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

James Pihaly
Rockford, IL
Dean Bell
Utica, MI
Steven Belloli
East Lansing, MI
Melody Lowe
Ottumwa, IA
Brandon Grammatico
Ann Arbor, MI
Mark Steinman
Ann Arbor, MI
James Sadek
Austin, TX
Andrew Grimston
Allen Park, MI

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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