Mark
Sumner

Spc

CRD#5563534
Investment Advisor
in Ann Arbor, MI

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About this Advisor

Mark Sumner is a financial advisor working in Ann Arbor, Michigan with a total of 3 years of relevant experience. Sumner is an advisor for Spc. During their career, Sumner has held roles at Securities Service Network, Inc, Parkland Securities LLC and Sigma Planning Corporation. Sumner holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to operate in North Carolina and South Carolina. Spc is a financial advisory company that has its headquarters in Ann Arbor, MI. The company has offices in 426 locations and a total of 610 employees. It manages $6 billion in total assets between its 34,594 accounts, making it one of the largest firms in the country by assets under management. The firm serves 20 charitable organizations. Of its 34,594 client accounts, just 8% belong to high-net-worth individuals who have greater than $1 million in investable assets. Spc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules depend on the type of financial services provided. However, fee types charged by Spc can consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

300 Parkland Plaza
Ann Arbor, MI 48103

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Spc Brokerage Details

Total Assets Under Management

$5,964,256,852

MI Average: $943,424,332
Total Number of Employees

610

MI Average: 21
Total Number of Accounts

34,594

MI Average: 1,586
Average Account Size

$172,407

MI Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Mark Sumner Work History

Mark has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Parkland Securities LLC

2020 - Present (4 years)

Sigma Planning Corporation

2013 - 2020 (7 years)

Securities Service Network, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mark Sumner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Kyle Aschliman
Fort Wayne, IN
Steven Abbey
Dallas, TX
Michael Barrella
Melbourne, FL
Kevin Howard
Novi, MI
Craig Johnson
Ann Arbor, MI
Justin Mccolaugh
Cincinnati, OH
Ching Po Wang
Troy, MI
Edward Murray
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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