Mark
Waters

Cetera Investment Advisers LLC

CRD#5434396
Investment Advisor
in Temperance, MI

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About this Advisor

Mark Waters is a financial advisor operating in Temperance, Michigan, who has 13 years of relevant experience. Waters currently works for Cetera Investment Advisers LLC. During their career, Waters has held roles at Bhw (Bacon, Hock, Waters) And Associates, Cetera Financial Specialists LLC, Cetera Investment Advisers LLC and Msw Tax, LLC Dba Liberty Tax. Waters maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Michigan. Cetera Investment Advisers LLC is an advisory business based in Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 advisors. It oversees $33 billion in assets under management between its 176,986 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 431 charitable organizations. Of its 176,986 client accounts, 23% are associated with high-net-worth investors who have more than $1 million in assets available to invest. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors depend on which service is provided. However, fees charged by Cetera Investment Advisers LLC likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

7270 Jackman Road
Temperance, MI 48182-1313

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

MI Average: $6,674,516,078
Total Number of Employees

3,094

MI Average: 44
Total Number of Accounts

176,986

MI Average: 2,564
Average Account Size

$188,469

MI Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Mark Waters Work History

Mark has been registered as a financial advisor for 13 years.*

2008 - Present (16 years)

Cetera Investment Advisers LLC

2007 - Present (17 years)

Cetera Financial Specialists LLC

2005 - Present (19 years)

Bhw (Bacon, Hock, Waters) And Associates

2004 - Present (20 years)

Msw Tax, LLC Dba Liberty Tax

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mark Waters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Jefferson Campbell
West Monroe, LA
Keith Sowada
Saint Cloud, MN
Larry Ellis
Edmond, OK
Jeffrey Regalado
New York, NY
Christopher Ikerd
Evans, GA
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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