Matthew
Simon

Spc

CRD#4434420
Investment Advisor
in Traverse City, MI

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About this Advisor

Matthew Simon is a financial advisor working in Traverse City, Michigan who has 11 years of industry experience. Simon is an advisor for Spc. Over the course of their career, Simon has held roles at Sigma Financial Corporation and Spc. Simon maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in California, Georgia, Illinois, Indiana, Maryland, Michigan, North Carolina, South Carolina and Wisconsin. Spc is a registered investment firm operating out of Ann Arbor, MI. It has offices in 426 locations and a total of 610 financial advisors. It handles $6 billion in total assets between its 34,594 accounts, placing it among the largest firms in the United States by assets under management. The firm serves 20 charitable organizations. Of its 34,594 accounts, just 8% are held by high-net-worth investors who have greater than $1 million in assets. Spc has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules largely vary depending on the services provided. However, fees charged by Spc can consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

830 E. Front Street Suite 304
Traverse City, MI 49686

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Spc Brokerage Details

Total Assets Under Management

$5,964,256,852

MI Average: $943,424,332
Total Number of Employees

610

MI Average: 21
Total Number of Accounts

34,594

MI Average: 1,586
Average Account Size

$172,407

MI Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Matthew Simon Work History

Matthew has been registered as a financial advisor for 11 years.*

2012 - Present (12 years)

Sigma Financial Corporation

2012 - Present (12 years)

Spc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Matthew Simon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Robert Wojcik
Madison, MS
Adam Handler
Ann Arbor, MI
Kyle Aschliman
Fort Wayne, IN
Steven Abbey
Dallas, TX
Edward Murray
Ann Arbor, MI
Ching Po Wang
Troy, MI
Phillip Mekas
Ann Arbor, MI
Mark Sumner
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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