Michael
Dugan

Commonwealth Financial Network

CRD#4952886
Investment Advisor
in Battle Creek, MI

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Michael Dugan is a certified financial planner based in Battle Creek, Michigan who has 5 years of relevant experience. Dugan is currently employed by Commonwealth Financial Network. During their career, the advisor has held roles at Ameriprise Financial Services, Inc and Commonwealth Financial Network. Dugan holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Michigan. Commonwealth Financial Network is a business based out of Waltham, MA. The investment advisory business has offices in 1,759 locations and a total of 4,300 financial advisors. It controls $146 billion in assets under management among its 585,629 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides financial advice to 2,108 charitable organizations. Of its 585,629 customer accounts, just 4% are held by high-net-worth individuals who have more than $1 million in investable assets. The firm provides a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fees vary depending on which services the firm provides the client. However, fee types charged by Commonwealth Financial Network most likely include any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

395 South Shore Drive Suite 206A
Battle Creek, MI 49014

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$146,387,007,862

MI Average: $16,012,751,954
Total Number of Employees

4,300

MI Average: 118
Total Number of Accounts

585,629

MI Average: 4,567
Average Account Size

$249,965

MI Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Michael Dugan Work History

Michael has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Commonwealth Financial Network

2005 - 2018 (13 years)

Ameriprise Financial Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Dugan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
Tristan Garrett
Lombard, IL
John Cronin
East Syracuse, NY
Stephanni Sharp
San Diego, CA
Laura Clem
San Diego, CA
Garrett Forsberg
Plymouth, MA
Samuel Rich
Waltham, MA
Mark Kutzke
Rochester, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started