Nicholas
Adams

Royal Alliance Associates, Inc

CRD#6182637
Investment Advisor
in Southfield, MI

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About this Advisor

Nicholas Adams is a financial advisor operating out of Southfield, Michigan, with 5 years of industry experience. Adams works at Royal Alliance Associates, Inc. During their career, Adams has held roles at Signator Investors, Inc, Michigan Financial Companies and Royal Alliance Associates, Inc. Adams has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Michigan. Royal Alliance Associates, Inc is a financial advisory firm that has its headquarters in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 financial advisors. It controls $30 billion in assets under management between its 149,233 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 191 charities and foundations. Of its 149,233 customer accounts, just 11% belong to high-net-worth clients who have greater than $1 million in investable assets. The advisory firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees are based on which services the firm provides the client. Fees billed by Royal Alliance Associates, Inc likely are comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

28411 Northwestern Hwy Suite 1300
Southfield, MI 48034

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

MI Average: $10,121,009,343
Total Number of Employees

3,704

MI Average: 92
Total Number of Accounts

149,233

MI Average: 6,978
Average Account Size

$197,920

MI Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Nicholas Adams Work History

Nicholas has been registered as a financial advisor for 5 years.*

2018 - Present (5 years)

Royal Alliance Associates, Inc

2014 - Present (9 years)

Michigan Financial Companies

2014 - 2018 (4 years)

Signator Investors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Adams to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Amanda Johnson
Spokane, WA
Nicholas Adams
Southfield, MI
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Austen Harvey
Jersey City, NJ
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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