Nicholas
Stroia

Spc

CRD#2578559
Investment Advisor
in Southgate, MI

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About this Advisor

Nicholas Stroia is a financial advisor who works out of Southgate, Michigan with a total of 16 years of relevant experience. Stroia works at Spc. They have spent their complete employment at Spc. Stroia holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Arizona, California, Florida, Georgia, Michigan, New York, Ohio, Texas and Virginia. Spc is a business based out of Ann Arbor, MI. The investment advisory business has offices in 426 locations and a total of 610 financial advisors. It administers $6 billion in assets between its 34,594 client accounts, placing it among the biggest firms in the United States by assets under management. The firm provides services to 20 charitable organizations. Of its 34,594 customer accounts, just 8% are associated with high-net-worth clients who have greater than $1 million in investable assets. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees depend on which services the firm provides the client. However, fees charged by Spc likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

13260 Dix-Toledo Road
Southgate, MI 48195

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Spc Brokerage Details

Total Assets Under Management

$5,964,256,852

MI Average: $943,424,332
Total Number of Employees

610

MI Average: 21
Total Number of Accounts

34,594

MI Average: 1,586
Average Account Size

$172,407

MI Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nicholas Stroia Work History

Nicholas has been registered as a financial advisor for 16 years.*

1998 - Present (26 years)

Sigma Financial Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Stroia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Mark Sumner
Ann Arbor, MI
Robert Wojcik
Madison, MS
Michael Barrella
Melbourne, FL
Richard Colleoni
Mansfield, TX
Ching Po Wang
Troy, MI
Justin Mccolaugh
Cincinnati, OH
Craig Johnson
Ann Arbor, MI
Phillip Mekas
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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