Richard
Tsoumas

Kestra Advisory Services, LLC

CRD#3253796
Investment Advisor
in Battle Creek, MI

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About this Advisor

Richard Tsoumas is a certified financial planner and personal financial specialist working in Battle Creek, Michigan who has 7 years of industry experience. Tsoumas is an employee of Kestra Advisory Services, LLC. Their career trajectory has included roles at The Planning Group, Partners Securities, Inc, Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Tsoumas holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in Michigan. Kestra Advisory Services, LLC is an advisory firm based in Austin, TX. The investment advisory business has offices in 544 locations and a total of 1,311 employees. It administers $42 billion in total assets between its 140,407 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 132 charitable organizations. Of its 140,407 accounts, 17% are held by high-net-worth clients who have more than $1 million in assets available to invest. The firm offers a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules typically vary depending on which service is offered. Fee types billed by Kestra Advisory Services, LLC can include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™, Personal Financial Specialist

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

500 Country Pine Lane, Suite 1
Battle Creek, MI 49015

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Kestra Advisory Services, LLC Brokerage Details

Total Assets Under Management

$41,795,124,579

MI Average: $3,042,739,679
Total Number of Employees

1,311

MI Average: 49
Total Number of Accounts

140,407

MI Average: 2,315
Average Account Size

$297,671

MI Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Richard Tsoumas Work History

Richard has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Kestra Advisory Services, LLC

1999 - Present (25 years)

The Planning Group

1999 - Present (25 years)

Kestra Investment Services, LLC

1999 - 2016 (17 years)

Partners Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Tsoumas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Kestra Advisory Services, LLC

Marissa Griebel
Austin, TX
Daniel Greer
Fairview, TN
Clinton Miller
Canton, OH
Michael Csedrik
Paramus, NJ
Brandon Kee
Austin, TX
Michael Friedlander
Willoughby, OH
Eloisa Vela
Austin, TX
Jacob Kogler
Saint Paul, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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