Roger
Bennett
Royal Alliance Associates, Inc
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About this Advisor
Roger Bennett is a financial advisor who works in Grand Ledge, Michigan who has 5 years of industry experience. Bennett is an employee of Royal Alliance Associates, Inc. During their career, the advisor has held roles at Transamerica Financial Advisors, Inc, Asset Financial Services Inc, Signator Investors, Inc and Royal Alliance Associates, Inc. Bennett maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Michigan. Royal Alliance Associates, Inc is a financial advisory firm operating out of Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 people on staff. It handles $30 billion in assets under management between its 149,233 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm serves 191 charities and foundations. Of its 149,233 client accounts, just 11% belong to high-net-worth individuals who have greater than $1 million in assets. The advisory firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice typically vary depending on which services the firm provides the client. However, fees billed by Royal Alliance Associates, Inc can be comprised of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
$29,536,149,674
3,704
149,233
$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Roger Bennett Work History
Roger has been registered as a financial advisor for 5 years.*
Royal Alliance Associates, Inc
Signator Investors, Inc
Transamerica Financial Advisors, Inc
Asset Financial Services Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Roger Bennett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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