Lpl Financial LLC
About this Advisor
Roger Haag is a certified financial planner whose office is in Muskegon, Michigan. Currently a registered investment advisor at Lpl Financial LLC, they have accrued a notable 32 years of professional experience as a registered advisor. Haag holds Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Haag can work with customers based out of Michigan. Their career trajectory has included roles at Fsc Securities Corporation, Haag Financial Advisors Inc, Next Financial Group, Inc, Harbour Investments, Inc, Investment & Retirement Consulting Group and Lpl Financial LLC. Lpl Financial LLC is based out of Muskegon, Michigan, and has 9,519 brick-and-mortar locations across the United States. As a registered advisory firm, Lpl Financial LLC manages $208 billion in assets throughout 892,326 client accounts and employs more than 23,035 people. The level of assets currently under the firm's management places it among the largest firms in the nation. The firm manages 890,301 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 28% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Lpl Financial LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Roger Haag Work History
Roger has 32 years of experience.
Lpl Financial LLC
Haag Financial Advisors Inc
Investment & Retirement Consulting Group
Harbour Investments, Inc
Next Financial Group, Inc
Fsc Securities Corporation
Roger Haag has no disclosures.
Please visit their SEC profile for more details.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.