Thomas
Dudley

Oppenheimer & Co. Inc

CRD#1796448
Investment Advisor
in East Lansing, MI

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About this Advisor

Thomas Dudley is a financial advisor based in East Lansing, Michigan, working with Oppenheimer & Co. Inc. Thomas has previously held a position at Fahnestock & Co., Inc. Thomas has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Michigan and Texas. Currently, Thomas is part of Oppenheimer & Co. Inc, which operates out of East Lansing, Michigan. The firm has 117 offices and 2,812 employees. The firm manages assets totaling $27.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Oppenheimer & Co. Inc includes asset-based, fixed, commission-based, and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees

Office Location

1400 Abbott Road Suite 430
East Lansing, MI 48823

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Oppenheimer & Co. Inc Brokerage Details

Total Assets Under Management

$27,451,266,086

MI Average: $7,464,549,021
Total Number of Employees

2,812

MI Average: 88
Total Number of Accounts

34,493

MI Average: 3,892
Average Account Size

$795,850

MI Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Thomas Dudley Work History

1999 - Present (25 years)

Fahnestock & Co., Inc

Disclosures

Please visit the SEC profile of Thomas Dudley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oppenheimer & Co. Inc

Stanley King
Los Angeles, CA
Lauren Lewis
Atlanta, GA
Matthew Jaskolka
Virginia Beach, VA
Kole Schleimer
New York, NY
Tristan Ramage
New York, NY
Julian Natelli
Florham Park, NJ
William Reif
New York, NY
Brian Ocampo
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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