Andrew
Vix

Royal Alliance Associates, Inc

CRD#4815840
Investment Advisor
in Rochester, MN

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About this Advisor

Andrew Vix is a financial advisor operating in Rochester, Minnesota who has 5 years of industry experience. Vix works at Royal Alliance Associates, Inc. Over the course of their career, Vix has held roles at Transamerica Financial Advisors, Inc, Advanced Financial/Advanced Financial Consultants, Signator Investors, Inc and Royal Alliance Associates, Inc. Vix holds a Series 63 license, which qualifies them as a securities broker, and is able to advise clients in Minnesota and Texas. Royal Alliance Associates, Inc is a firm headquartered in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It oversees $30 billion in assets under management between its 149,233 accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 191 charitable organizations. Of its 149,233 accounts, just 11% are associated with high-net-worth investors who have more than $1 million in assets. Royal Alliance Associates, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services typically are based on which services the firm provides the client. Fee types charged by Royal Alliance Associates, Inc most likely consist of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2770 Commerce Drive N.W.
Rochester, MN 55901

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

MN Average: $10,121,009,343
Total Number of Employees

3,704

MN Average: 92
Total Number of Accounts

149,233

MN Average: 6,978
Average Account Size

$197,920

MN Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Andrew Vix Work History

Andrew has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2004 - Present (20 years)

Advanced Financial/Advanced Financial Consultants

2016 - 2018 (2 years)

Signator Investors, Inc

2004 - 2016 (12 years)

Transamerica Financial Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Andrew Vix to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Nicholas Adams
Southfield, MI
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Trisha Qualy
St Louis Park, MN
Austen Harvey
Jersey City, NJ
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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