Brett
Ullen
Cetera Advisors LLC
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About this Advisor
Brett Ullen is a financial advisor working in Saint Cloud, Minnesota with a total of 1 year of industry experience. Ullen is an advisor for Cetera Advisors LLC. During their career, the advisor has held roles at Northwestern Mutual Investment Services, LLC, Northwestern Mutual Life Insurance Company, Northwestern Mutual Wealth Management Company, Cetera Advisors LLC, Fbl Marketing Services and Fbl Financial Group. Ullen holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to work in Minnesota and Texas. Cetera Advisors LLC is a registered investment business based out of Englewood, CO. The company has offices in 692 locations and a total of 1,047 people on staff. It oversees $21 billion in assets under management across its 90,646 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 294 charities and foundations. Of its 90,646 client accounts, 26% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Cetera Advisors LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on the services offered. Fees billed by Cetera Advisors LLC most likely consist of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Advisors LLC Brokerage Details
$21,227,977,082
1,047
90,646
$234,185
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Brett Ullen Work History
Brett has been registered as a financial advisor for 1 years.*
Cetera Advisors LLC
Fbl Marketing Services
Fbl Financial Group
Northwestern Mutual Wealth Management Company
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brett Ullen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Advisors LLC
Westborough, MA
Orlando, FL
Boca Raton, FL
Missoula, MT
San Diego, CA
Saint Louis, MO
Lake Oswego, OR
Franklin, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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