Caroline
Chance
Cetera Advisors LLC
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About this Advisor
Caroline Chance is a financial advisor who works out of Saint Cloud, Minnesota with 5 years of relevant experience. Chance is currently employed by Cetera Advisors LLC. During their career, Chance has held roles at Cetera Investment Services LLC, Cetera Advisors LLC, Cetera Advisor Networks LLC and Cetera Investment Advisers LLC. Chance holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Minnesota and Texas. Cetera Advisors LLC is a company headquartered in Englewood, CO. The company has offices in 692 locations and a total of 1,047 advisors. It administers $21 billion in assets between its 90,646 client accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 294 charitable organizations. Of its 90,646 customer accounts, 26% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Cetera Advisors LLC has a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice largely depend on which service is offered. However, fees billed by Cetera Advisors LLC can include some blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Advisors LLC Brokerage Details
$21,227,977,082
1,047
90,646
$234,185
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Caroline Chance Work History
Caroline has been registered as a financial advisor for 5 years.*
Cetera Advisors LLC
Cetera Advisor Networks LLC
Cetera Investment Services LLC
Cetera Investment Advisers LLC
Cetera Investment Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Caroline Chance to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Advisors LLC
Westborough, MA
Paradise Valley, AZ
Boca Raton, FL
Missoula, MT
San Diego, CA
Baxter, MN
Lake Oswego, OR
Franklin, WI
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