Charles
Sobocinski

Pruco Securities, LLC

CRD#1930834
Investment Advisor
in Moorhead, MN

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About this Advisor

Charles Sobocinski is a financial advisor operating out of Moorhead, Minnesota with a total of 3 years of relevant experience. Sobocinski is an advisor for Pruco Securities, LLC. The advisor has gained experience at Valic Financial Advisors, Pruco Securities, LLC and Prudential Insurance Company Of America. Sobocinski maintains Series 63, Series 65 and Series 66 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in Minnesota and Missouri. Pruco Securities, LLC is an advisory company operating out of Newark, NJ. The firm has offices in 42 locations and a total of 2,500 financial advisors. It handles $14 billion in total assets between its 106,737 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. Of its 106,737 customer accounts, just 1% are held by high-net-worth individuals who have at least $1 million in investable assets. Pruco Securities, LLC provides a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fee schedules are based on the type of services. However, fees billed by Pruco Securities, LLC likely are comprised of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Moorhead, MN

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

MN Average: $10,121,009,343
Total Number of Employees

2,500

MN Average: 92
Total Number of Accounts

106,737

MN Average: 6,978
Average Account Size

$131,438

MN Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Charles Sobocinski Work History

Charles has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Pruco Securities, LLC

2020 - Present (4 years)

Prudential Insurance Company Of America

2003 - 2020 (17 years)

Valic Financial Advisors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Charles Sobocinski to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prudential Financial Planning Services

Larry Grubish
Saint Louis, MO
Daniel Linn
Cranbury, NJ
Ellen Goodman
Wakefield, MA
Dean Dunbar
Scottsdale, AZ
Thomas Geissler
Minneapolis, MN
Jonathan Broeker
Belleville, IL
Oksana Flaks
Brooklyn, NY
Kevin Shelton
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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