Daniel
Dougherty
Independent Financial Group, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Daniel Dougherty is a financial advisor working in Buffalo, Minnesota who has 3 years of relevant experience. Dougherty is on the advisory team at Independent Financial Group, LLC. Over the course of their career, they have held roles at Dougherty & Associates, Carefree Lawn, Mnsu Mankato, Student and Dougherty & Associates Financial Advisors, Inc. Dougherty maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in Minnesota. Independent Financial Group, LLC is a financial advisory business operating out of San Diego, CA. It has offices in 364 locations and a total of 697 financial advisors. It handles $6 billion in assets under management between its 27,435 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 48 charitable organizations. Of its 27,435 accounts, just 3% belong to high-net-worth clients who have more than $1 million in assets available to invest. Independent Financial Group, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management typically depend on which services the firm provides the client. Fees charged by Independent Financial Group, LLC can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Independent Financial Group, LLC Brokerage Details
$5,978,096,039
697
27,435
$217,900
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Daniel Dougherty Work History
Daniel has been registered as a financial advisor for 3 years.*
Dougherty & Associates Financial Advisors, Inc
Dougherty & Associates Financial Advisors, Inc
Dougherty & Associates
Dougherty & Associates Financial Advisors, Inc
Dougherty & Associates
Carefree Lawn
Mnsu Mankato
Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Dougherty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Independent Financial Group, LLC
San Diego, CA
Salt Lake City, UT
San Diego, CA
New Britain, CT
Buffalo, MN
San Diego, CA
Tehachapi, CA
San Diego, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
