Daniel
Dugan

Financial Perspectives

CRD#2447554
Investment Advisor
in Minneapolis, MN

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About this Advisor

Daniel Dugan is a financial advisor operating out of Minneapolis, Minnesota with 10 years of industry experience. Dugan currently works for Financial Perspectives. Over the course of their career, they have held roles at Financial Perspectives, Inc, Cambridge Investment Research, Inc and Purshe Kaplan Sterling Investments. Dugan has Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Minnesota and Texas. Financial Perspectives is a financial advisory company operating out of Minneapolis, MN. It has a total of 13 employees. It has $744 million in assets between its 1,609 accounts, placing it among the larger investment advisory firms in the United States by assets under management. The firm serves two charities and foundations. Of its 1,609 customer accounts, 38% are associated with high-net-worth individuals who have more than $1 million in investable assets. The company performs a few services, such as financial planning services, portfolio management for individuals and small businesses and other services. Fees charged by financial advisors depend on which services the firm provides the client. However, fee types billed by Financial Perspectives may include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3300 Fernbrook Ln N Suite 250
Minneapolis, MN 55447-5341

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Financial Perspectives Brokerage Details

Total Assets Under Management

$744,093,321

MN Average: $5,289,111,388
Total Number of Employees

13

MN Average: 157
Total Number of Accounts

1,609

MN Average: 8,262
Average Account Size

$462,457

MN Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other

Daniel Dugan Work History

Daniel has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Purshe Kaplan Sterling Investments

2005 - Present (19 years)

Financial Perspectives, Inc

2010 - 2013 (3 years)

Cambridge Investment Research, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Dugan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Financial Perspectives

Austin Mandelkow
Minneapolis, MN
Matthew Johnson
Minneapolis, MN
Nicole Wilken
Minneapolis, MN
Zachary Buesgens
Minneapolis, MN
Allison Dugan
Minneapolis, MN
Luke Dugan
Minneapolis, MN
Jennifer Lachinski
Minneapolis, MN
David Dugan
Minneapolis, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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