James
Carlson
On Investment Management Co
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About this Advisor
James Carlson is a financial advisor operating in Burnsville, Minnesota with 10 years of industry experience. Carlson is on the advisory team at On Investment Management Co. They have spent their complete career at On Investment Management Co. Carlson maintains a Series 63 license, certifying them as a securities broker, and is registered to operate in Minnesota and Wisconsin. On Investment Management Co is a registered investment business operating out of Cincinnati, OH. It has offices in 202 locations and a total of 256 people on staff. It oversees $2 billion in assets between its 12,239 accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides services to 13 charitable organizations. Of its 12,239 accounts, just 4% are held by high-net-worth clients who have more than $1 million in investable assets. On Investment Management Co provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Financial advisory fee schedules are based on which services the firm provides the client. However, fees billed by On Investment Management Co most likely consist of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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On Investment Management Co Brokerage Details
$2,078,480,898
256
12,239
$169,824
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
James Carlson Work History
James has been registered as a financial advisor for 10 years.*
The O.N. Equity Sales Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Carlson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at On Investment Management Co
Rushville, IL
Southampton, PA
Mackinaw, IL
Tustin, CA
Chesterfield, MO
Lexington, KY
Cincinnati, OH
Lees Summit, MO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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