Jay
Mahler
Ubs Financial Services Inc
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About this Advisor
Jay Mahler is a financial advisor based out of Minneapolis, Minnesota who has 1 year of relevant experience. Mahler is on the advisory team at Ubs Financial Services Inc. Throughout their career, Mahler has worked at Piper Jaffray & Co and Ubs Financial Services Inc. Mahler holds Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Minnesota and Montana. Ubs Financial Services Inc is an advisory business headquartered in Weehawken, NJ. The firm has offices in 369 locations and a total of 13,059 financial advisors. It handles $601 billion in assets among its 1,077,471 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 8,062 charitable organizations. Of its 1,077,471 accounts, 65% are held by high-net-worth individuals who have more than $1 million in assets. The business provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types billed by Ubs Financial Services Inc can include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ubs Financial Services Inc Brokerage Details
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$600,808,847,012
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
13,059
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1,077,471
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$557,610
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Jay Mahler Work History
Jay has been registered as a financial advisor for 1 years.*
Ubs Financial Services Inc
Piper Jaffray & Co
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jay Mahler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ubs Financial Services Inc
Miami, FL
Short Hills, NJ
Asheville, NC
Short Hills, NJ
Watertown, NY
Chesterfield, MO
Miami, FL
Atlanta, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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