Kenneth
Kauth

Harbour Investments, Inc

CRD#1250530
Investment Advisor
in Saint Paul, MN

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About this Advisor

Kenneth Kauth is a financial advisor who works in Saint Paul, Minnesota with 7 years of industry experience. Kauth works at Harbour Investments, Inc. During their career, Kauth has held roles at Purshe Kaplan Sterling, Vector Wealth Mgmt, Harbour Investments, Inc and Lakes And Plains Advisors. Kauth holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in Minnesota. Harbour Investments, Inc is an advisory firm that has its headquarters in Madison, WI. The investment advisory business has offices in 160 locations and a total of 219 employees. It has $5 billion in total assets across its 28,573 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 59 charitable organizations. Of its 28,573 customer accounts, just 3% are held by high-net-worth clients who have at least $1 million in investable assets. Harbour Investments, Inc has a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial management typically depend on which services the firm provides the client. Fee types charged by Harbour Investments, Inc most likely include any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Commissions

Office Location

842 Raymond Ave
Saint Paul, MN 55114

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Harbour Investments, Inc Brokerage Details

Total Assets Under Management

$4,468,811,819

MN Average: $2,826,565,184
Total Number of Employees

219

MN Average: 43
Total Number of Accounts

28,573

MN Average: 1,898
Average Account Size

$156,400

MN Average: $1,489,234

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Kenneth Kauth Work History

Kenneth has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Lakes And Plains Advisors

2013 - Present (11 years)

Harbour Investments, Inc

2013 - Present (11 years)

Lakes And Plains Advisors

2010 - 2013 (3 years)

Purshe Kaplan Sterling

2010 - 2013 (3 years)

Vector Wealth Mgmt

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kenneth Kauth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Harbour Investments, Inc

Todd Mccaffray
Edmonds, WA
Nathan Littrell
Lake Mills, WI
Kimberly Schreiber
Milwaukee, WI
Joshua Ryan
Roscoe, IL
Taylor Robson
Madison, WI
David Nelson
Edmonds, WA
Michael Fishman-Salnick
Milwaukee, WI
Keith Wicklund
Roscoe, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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