Michael
Farley

Cetera Investment Advisers LLC

CRD#4331424
Investment Advisor
in Saint Paul, MN

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About this Advisor

Michael Farley is a financial advisor operating out of Saint Paul, Minnesota with 3 years of relevant experience. Farley is on the advisory team at Cetera Investment Advisers LLC. Throughout their career, Farley has worked at Farley Financial Partners, Inc, First Allied Securities, Inc, First Allied Advisory Services, Inc, First Allied Advisory Services and Cetera Advisors LLC. Farley maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in Minnesota. Cetera Investment Advisers LLC is a registered investment company that has its headquarters in Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 employees. It controls $33 billion in total assets between its 176,986 accounts, making it one of the largest firms in the country by assets under management. The firm provides financial advisory services to 431 charities and foundations. Of its 176,986 accounts, 23% are held by high-net-worth investors who have at least $1 million in assets available to invest. Cetera Investment Advisers LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually are based on the type of financial services offered. Fee types charged by Cetera Investment Advisers LLC can be comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

880 Blue Gentian Road Suite 180
Saint Paul, MN 55121

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

MN Average: $6,674,516,078
Total Number of Employees

3,094

MN Average: 44
Total Number of Accounts

176,986

MN Average: 2,564
Average Account Size

$188,469

MN Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Farley Work History

Michael has been registered as a financial advisor for 3 years.*

2022 - Present (2 years)

Cetera Advisors LLC

2020 - Present (4 years)

First Allied Advisory Services

1999 - Present (25 years)

Farley Financial Partners, Inc

2012 - 2020 (8 years)

First Allied Advisory Services, Inc

2007 - 2022 (15 years)

First Allied Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Farley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Michelle Yang
San Marino, CA
Christopher Debeikes
Medford, OR
Erin Mcclain
Philadelphia, PA
Howard Hsieh
Irvine, CA
Stuart Wilson
Athens, AL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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