Michael
Farrington

Gradient Securities, LLC

CRD#4142373
Investment Advisor
in Saint Paul, MN

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About this Advisor

Michael Farrington is a financial advisor based in Saint Paul, Minnesota who has 6 years of industry experience. Farrington currently works for Gradient Securities, LLC. The advisor has gained experience at Fintegra, LLC, Gradient Securities, LLC and Ria Registrar, LLC. Farrington holds Series 63 and Series 66 licenses, certifying them as a securities representative, and is able to advise clients in Minnesota. Gradient Securities, LLC is an advisory business headquartered in Saint Paul, MN. It has offices in 48 locations and a total of 62 employees. It administers $399 million in assets across its 4,531 client accounts, placing it among the larger investment advisory firms in the country by assets under management. Of its 4,531 customer accounts, just 5% belong to high-net-worth investors who have at least $1 million in assets available to invest. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees for financial advice usually are based on the services offered. Fees billed by Gradient Securities, LLC can include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

4105 Lexington Avenue Suite 380
Saint Paul, MN 55126

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Gradient Securities, LLC Brokerage Details

Total Assets Under Management

$399,405,692

MN Average: $5,289,111,388
Total Number of Employees

62

MN Average: 157
Total Number of Accounts

4,531

MN Average: 8,262
Average Account Size

$88,150

MN Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Michael Farrington Work History

Michael has been registered as a financial advisor for 6 years.*

2019 - Present (5 years)

Gradient Securities, LLC

2019 - Present (5 years)

Ria Registrar, LLC

2018 - 2019 (1 year)

Gradient Securities, LLC

2017 - 2018 (1 year)

Gradient Securities, LLC

2015 - 2018 (3 years)

Ria Registrar, LLC

2007 - 2015 (8 years)

Fintegra, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Farrington to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Gradient Wealth Management

Steve Kim
Saint Paul, MN
David Rhoten
Saint Paul, MN
Chelly Joseph
Bonita Springs, FL
Richard Ure
Saint Paul, MN
Jamie Jochum
Saint Paul, MN
George Yankoupe
Saint Paul, MN
Chad Curtis
Saint Paul, MN
Michael Johnson
Saint Paul, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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