Nicholas
Smith
Alphastar Capital Management, LLC
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About this Advisor
Nicholas Smith is a financial advisor working in Rochester, Minnesota with 3 years of industry experience. Smith is an employee of Alphastar Capital Management, LLC. Smith has gained experience at Bj'S Wholesale Club, Pantheryx, Western States Bank, Ramer Retirement Resources, Regal Investment Advisors, LLC, University Of Wyoming, Merritt Island High School and Alphastar Capital Management, LLC. Smith maintains a Series 65 license, qualifying them as an investment advisor representative, and is approved to serve investors in Florida and Minnesota. Alphastar Capital Management, LLC is a financial advisory company that has its headquarters in Cornelius, NC. The firm has offices in 82 locations and a total of 128 people on staff. It manages $2 billion in assets under management between its 13,326 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. Of its 13,326 customer accounts, just 3% belong to high-net-worth clients who have more than $1 million in investable assets. The business offers a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees for financial advice largely depend on which services the firm provides the client. Fees charged by Alphastar Capital Management, LLC can include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Alphastar Capital Management, LLC Brokerage Details
$1,450,962,289
128
13,326
$108,882
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
Nicholas Smith Work History
Nicholas has been registered as a financial advisor for 3 years.*
Ramer Retirement Resources
Alphastar Capital Management, LLC
Regal Investment Advisors, LLC
Western States Bank
Pantheryx
University Of Wyoming
Bj'S Wholesale Club
Merritt Island High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Alphastar Capital Management, LLC
Cornelius, NC
Wilmington, NC
Concord, NC
Goodlettsville, TN
Hemet, CA
Boca Raton, FL
Uniontown, OH
Cornelius, NC
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