Ubs Financial Services Inc

Investment Advisor
in Wayzata, MN

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About this Advisor

Nicole Hiller is a financial advisor who works out of Wayzata, Minnesota, who has been in the industry for 9 years. Hiller is an employee of Ubs Financial Services Inc. During their career, Hiller has held roles at Wells Fargo Funds Distributor, LLC, Wells Captial Management and Ubs Financial Services Inc. Hiller holds a Series 63 license, qualifying them as a securities agent, and is able to advise clients in Minnesota. Ubs Financial Services Inc is an advisory company that has its headquarters in Wayzata, Minnesota. The firm has offices in 369 locations and a total of 13,335 advisors. It handles $496 billion in assets among its 957,738 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 4,771 charities and foundations. Of its 957,738 client accounts, 56% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm performs a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors largely are based on which services are offered. However, fees billed by Ubs Financial Services Inc can be comprised of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

681 East Lake Street Suite 354
Wayzata, MN 55391

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


MN Average: $10,121,009,343
Total Number of Employees


MN Average: 92
Total Number of Accounts


MN Average: 6,978
Average Account Size


MN Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Nicole Hiller Work History

Nicole has 10 years of experience.

2011 - Present (9 years)

Ubs Financial Services Inc

2010 - 2011 (1 year)

Wells Fargo Funds Distributor, LLC

2010 - 2010 (< 1 year)

Wells Captial Management


Nicole Hiller has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Chad Torelli
New York, NY
Jordan Winterfeld
Houston, TX
Ian Deluke
Rochester, NY
Claudine Choquette
Miami, FL
Christopher Albanese
Weehawken, NJ
Nicole Hiller
Wayzata, MN
Evan Bloomberg
Short Hills, NJ
Adriana Maria Da Cruz
New York, NY

This content was compiled from the SEC and FINRA.

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