Robert
Swearingen

Thrivent Investment Management Inc

CRD#2281109
Investment Advisor
in Minneapolis, MN

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About this Advisor

Robert Swearingen is a financial advisor who works in Minneapolis, Minnesota with 5 years of relevant experience. Swearingen works at Thrivent Investment Management Inc. Throughout their career, they have worked at Allied Beacon Partners, Cabot Lodge Securities LLC, Gradient Securities, LLC, Gradient Advisors, LLC, Thrivent Investment Management Inc and Thrivent Financial. Swearingen holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is registered to operate in Minnesota. Thrivent Investment Management Inc is a financial advisory business based in Minneapolis, MN. The firm has offices in 1,106 locations and a total of 3,548 people on staff. It administers $13 billion in assets under management across its 40,990 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. Of its 40,990 customer accounts, just 13% are associated with high-net-worth investors who have more than $1 million in assets available to invest. The advisory firm offers a set of services, including financial planning services and portfolio management for individuals and small businesses. Financial management fee schedules largely vary depending on the services provided. Fees billed by Thrivent Investment Management Inc may include any combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

600 Portland Ave S
Minneapolis, MN 55415

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Thrivent Investment Management Inc Brokerage Details

Total Assets Under Management

$12,490,022,666

MN Average: $5,289,111,388
Total Number of Employees

3,548

MN Average: 157
Total Number of Accounts

40,990

MN Average: 8,262
Average Account Size

$304,709

MN Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Robert Swearingen Work History

Robert has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Thrivent Investment Management Inc

2018 - Present (6 years)

Thrivent Financial

2013 - 2013 (< 1 year)

Allied Beacon Partners

2013 - 2013 (< 1 year)

Cabot Lodge Securities LLC

2013 - 2018 (5 years)

Gradient Securities, LLC

2013 - 2015 (2 years)

Gradient Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Swearingen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thrivent Investment Management Inc

Paul Gamache
Colorado Springs, CO
Matthew Dendinger
Ponca, NE
Justin Bettinger
Albertville, MN
Robert Swearingen
Minneapolis, MN
Jason Eden
Bloomingdale, IL
Karen Newquist
Madison, WI
Ryan Anderson
Sioux Falls, SD
Margaret Carter
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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