Seth
Fineman

Mma Securities LLC

CRD#2644727
Investment Advisor
in Minneapolis, MN

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About this Advisor

Seth Fineman is a financial advisor based in Minneapolis, Minnesota, working with Mma Securities LLC. Seth has previously held positions at Icma Retirement Corporation, Mma Securities, Transamerica Retirement Solutions, Transamerica Investors Securities Corporation, Principal Life Insurance Company, Principal Securities Inc, and Mma Agency. Seth has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Minnesota. Currently, Seth is part of Mma Securities LLC, which operates out of Minneapolis, Minnesota. The firm has 27 offices and 181 employees. The services offered by the firm include pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Mma Securities LLC includes hourly, fixed, commission-based, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Hourly Charges, Fixed Fees, Commissions, Others

Office Location

6160 Golden Hills Drive
Minneapolis, MN 55416

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Mma Securities LLC Brokerage Details

Total Number of Employees

181

MN Average: 88

Investment Advisory Services

  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Seth Fineman Work History

2021 - Present (3 years)

Mma Securities

2021 - Present (3 years)

Mma Agency

2019 - 2021 (2 years)

Principal Life Insurance Company

2019 - 2021 (2 years)

Principal Securities Inc

2016 - 2018 (2 years)

Transamerica Retirement Solutions

2016 - 2018 (2 years)

Transamerica Investors Securities Corporation

2014 - 2015 (1 year)

Icma Retirement Corporation

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Disclosures

Please visit the SEC profile of Seth Fineman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mma Securities LLC

Dylan Cooke
San Diego, CA
Matthew Posteuca
Minneapolis, MN
Joshua Condron
Boston, MA
Bradley Altman
Dallas, TX
Israel Gratrix
San Diego, CA
Taylor Clark
Austin, TX
Jennifer Sahady
Boston, MA
Winfred Boyce
Fairburn, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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