Thomas
Barber

Ubs Financial Services Inc

CRD#4531143
Investment Advisor
in Minneapolis, MN

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About this Advisor

Thomas Barber is a financial advisor operating in Minneapolis, Minnesota who has 10 years of industry experience. Barber is an advisor for Ubs Financial Services Inc. They have been an employee of Ubs Financial Services Inc for their whole career. Barber maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can operate in Minnesota, Texas and Wisconsin. Ubs Financial Services Inc is a firm operating out of Weehawken, NJ. The firm has offices in 369 locations and a total of 13,059 advisors. It controls $601 billion in assets across its 1,077,471 customer accounts, making it one of the largest firms in the country by assets under management. The firm advises 8,062 charities and foundations. Of its 1,077,471 accounts, 65% belong to high-net-worth individuals who have greater than $1 million in assets. Ubs Financial Services Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fees usually vary depending on which services the firm provides the client. Fees charged by Ubs Financial Services Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

8500 Normandale Lake Blvd.
Minneapolis, MN 55437

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

MN Average: $10,121,009,343
Total Number of Employees

13,059

MN Average: 92
Total Number of Accounts

1,077,471

MN Average: 6,978
Average Account Size

$557,610

MN Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Thomas Barber Work History

Thomas has been registered as a financial advisor for 10 years.*

2011 - Present (13 years)

Ubs Financial Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Barber to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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