Thomas
Hoffman
Principal Securities, Inc
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About this Advisor
Thomas Hoffman is a financial advisor working in Saint Paul, Minnesota with a total of 1 year of relevant experience. Hoffman is an advisor for Principal Securities, Inc. Over the course of their career, they have held roles at Hamilton College, Snap Fitness, Edward Jones, Waddell & Reed, Inc, Lpl Financial LLC, Principal Life Insurance Company, Principal Securities Inc and Green Guardian Wealth Management. Hoffman holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Minnesota. Principal Securities, Inc is a firm that has its headquarters in Des Moines, IA. It has offices in 350 locations and a total of 1,430 people on staff. It handles $9 billion in total assets among its 46,075 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 34 charities and foundations. Of its 46,075 client accounts, just 3% belong to high-net-worth clients who have more than $1 million in assets. The advisory firm offers a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely vary depending on which service is offered. However, fee types billed by Principal Securities, Inc can be comprised of any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Thomas Hoffman Work History
Thomas has been registered as a financial advisor for 1 years.*
Principal Life Insurance Company
Principal Securities Inc
Green Guardian Wealth Management
Lpl Financial LLC
Waddell & Reed, Inc
Edward Jones
Snap Fitness
Hamilton College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Hoffman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Des Moines, IA
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Arlington, TX
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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