Thomas
Rozman

Simplicity Solutions, LLC

CRD#1699670
Investment Advisor
in Minneapolis, MN

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Thomas Rozman is a chartered financial analyst operating out of Minneapolis, Minnesota with 7 years of industry experience. Rozman is currently employed by Simplicity Solutions, LLC. The advisor has gained experience at Dst Market Services, LLC, Dst Brokerage Solutions, Sawtooth Solutions, LLC, Simplicity Solutions, LLC and Simplicity Wealth. Rozman holds a Series 63 license, certifying them as a securities agent, and can advise clients in Minnesota. Simplicity Solutions, LLC is a firm that has its headquarters in Minneapolis, MN. It has a total of 32 financial advisors. It has $4 billion in assets among its 8,621 client accounts, placing it among the largest firms in the United States by assets under management. Of its 8,621 accounts, just 3% are held by high-net-worth individuals who have more than $1 million in investable assets. Simplicity Solutions, LLC provides a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors typically are based on which services are offered. Fee types charged by Simplicity Solutions, LLC likely are comprised of asset-based and fixed fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

3600 American Boulevard West Suite 750
Minneapolis, MN 55431

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Simplicity Solutions, LLC Brokerage Details

Total Assets Under Management

$3,457,792,504

MN Average: $5,289,111,388
Total Number of Employees

32

MN Average: 157
Total Number of Accounts

8,621

MN Average: 8,262
Average Account Size

$401,089

MN Average: $640,173

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Thomas Rozman Work History

Thomas has been registered as a financial advisor for 7 years.*

2022 - Present (2 years)

Simplicity Wealth

2016 - Present (8 years)

Sawtooth Solutions, LLC

2016 - Present (8 years)

Simplicity Solutions, LLC

2012 - 2016 (4 years)

Dst Market Services, LLC

2012 - 2014 (2 years)

Dst Brokerage Solutions

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Rozman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Simplicity Solutions, LLC

Thomas Rozman
Minneapolis, MN
Jared Hillman
Minneapolis, MN
Jared Margolies
Minneapolis, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started