Lloyd
Baxter

Securities America Advisors, Inc

CRD#1372358
Investment Advisor
in Ocean Springs, MS

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About this Advisor

Lloyd Baxter is a financial advisor based in Ocean Springs, Mississippi with a total of 6 years of industry experience. Baxter is an employee of Securities America Advisors, Inc. Baxter has gained experience at Thompson, Diaz, Baxter, Byrne & Assoc., P.A, Next Financial Group Inc, National Planning Corporation, Securities America, Inc and Securities America Advisors. Baxter maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to operate in Mississippi and Texas. Securities America Advisors, Inc is a registered investment company that has its headquarters in La Vista, NE. The investment advisory business has offices in 1,469 locations and a total of 3,748 financial advisors. It controls $38 billion in assets among its 200,228 accounts, making it one of the largest firms in the country by assets under management. The firm serves five charitable organizations. Of its 200,228 accounts, just 5% are associated with high-net-worth clients who have greater than $1 million in assets. Securities America Advisors, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees depend on which services the firm provides the client. However, fee types charged by Securities America Advisors, Inc can include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2112 Bienville Blvd Ste A
Ocean Springs, MS 39564

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

MS Average: $1,978,216,465
Total Number of Employees

3,748

MS Average: 226
Total Number of Accounts

200,228

MS Average: 7,467
Average Account Size

$190,602

MS Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lloyd Baxter Work History

Lloyd has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Securities America, Inc

2017 - Present (7 years)

Securities America Advisors

2015 - 2017 (2 years)

National Planning Corporation

2009 - 2015 (6 years)

Next Financial Group Inc

1994 - 2017 (23 years)

Thompson, Diaz, Baxter, Byrne & Assoc., P.A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lloyd Baxter to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Brandon Warman
Kimberly, WI
Matthew Stange
Urbandale, IA
Christopher Conti
Johnston, RI
Derek Bohne
Midvale, UT
Seth Wilson
Fresno, CA
Edward Debay
East Hartford, CT
Richard Dutrisac
Costa Mesa, CA
Steven Juul
Spokane, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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