Catherine
Fortier

Lpl Financial LLC

CRD#5928740
Investment Advisor
in San Diego, CA

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About this Advisor

Catherine Fortier is a financial advisor operating in San Diego, California, with a total of 2 years of industry experience. Fortier currently works for Lpl Financial LLC. During their career, Fortier has held roles at Edward Jones, Capital Markets Iq, LLC, Pruco Securities LLC, Fortier Financial, Drawbridge Strategies, Drawbridge Alliances, Drawbridge Wealth, The Prudential Insurance Company Of America and Lpl Financial. Fortier has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Missouri. Lpl Financial LLC is a financial advisory firm based in Fort Mill, SC. The investment advisory business has offices in 9,898 locations and a total of 31,366 employees. It manages $368 billion in assets under management across its 1,688,501 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are held by high-net-worth investors who have more than $1 million in investable assets. Lpl Financial LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services largely depend on the services. Fees billed by Lpl Financial LLC likely are comprised of some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

4707 Executive Dr
San Diego, CA 92121-3091

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CA Average: $646,059,043
Total Number of Employees

31,366

CA Average: 13
Total Number of Accounts

1,688,501

CA Average: 661
Average Account Size

$217,956

CA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Catherine Fortier Work History

Catherine has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Lpl Financial

2020 - 2020 (< 1 year)

The Prudential Insurance Company Of America

2019 - 2020 (1 year)

Pruco Securities LLC

2018 - 2019 (1 year)

Drawbridge Strategies

2018 - 2019 (1 year)

Drawbridge Alliances

2018 - 2019 (1 year)

Drawbridge Wealth

2017 - 2019 (2 years)

Capital Markets Iq, LLC

2017 - 2017 (< 1 year)

Fortier Financial

2011 - 2017 (6 years)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Catherine Fortier to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Horn
Lawrenceburg, IN
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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