Cody
Vaughn

Thrivent Investment Management Inc

CRD#5450248
Investment Advisor
in Saint Joseph, MO

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About this Advisor

Cody Vaughn is a financial advisor who works out of Saint Joseph, Missouri, who has 9 years of relevant experience. Vaughn is on the advisory team at Thrivent Investment Management Inc. Their career trajectory has included roles at Thrivent Investment Management Inc and Thrivent Financial For Lutherans. Vaughn holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Missouri. Thrivent Investment Management Inc is a company operating out of Minneapolis, MN. The company has offices in 1,106 locations and a total of 3,548 financial advisors. It controls $13 billion in assets under management among its 40,990 accounts, placing it among the largest financial advisory firms in the United States by assets under management. Of its 40,990 customer accounts, just 13% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Thrivent Investment Management Inc has a set of services, including financial planning services and portfolio management for individuals and small businesses. Fees charged by financial advisors are based on which services are provided. However, fee types charged by Thrivent Investment Management Inc most likely are comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

3131 Frederick Ave
Saint Joseph, MO 64506

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Thrivent Investment Management Inc Brokerage Details

Total Assets Under Management

$12,490,022,666

MO Average: $5,289,111,388
Total Number of Employees

3,548

MO Average: 157
Total Number of Accounts

40,990

MO Average: 8,262
Average Account Size

$304,709

MO Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Cody Vaughn Work History

Cody has been registered as a financial advisor for 9 years.*

2009 - Present (15 years)

Thrivent Financial For Lutherans

2008 - Present (16 years)

Thrivent Investment Management Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Cody Vaughn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thrivent Investment Management Inc

Karen Newquist
Madison, WI
Daniel Demers
Stevens Point, WI
Paul Hawkins
Blue Springs, MO
Tanya Dean
Mondovi, WI
Nick Goins
Scottsdale, AZ
Sara Meyer
Asheville, NC
Margaret Carter
Chicago, IL
Melissa Murphy
Appleton, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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