Daniel
Findley

Oppenheimer & Co. Inc

CRD#2824069
Investment Advisor
in Saint Louis, MO

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About this Advisor

Daniel Findley is a financial advisor who works out of Saint Louis, Missouri with 14 years of relevant experience. Findley is an employee of Oppenheimer & Co. Inc. They have spent the entirety of their employment at Oppenheimer & Co. Inc. Findley maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Missouri. Oppenheimer & Co. Inc is a registered investment firm headquartered in New York, NY. It has offices in 118 locations and a total of 2,784 employees. It oversees $23 billion in total assets across its 32,333 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides services to 145 charitable organizations. Of its 32,333 customer accounts, just 2% are held by high-net-worth investors who have more than $1 million in assets available to invest. Oppenheimer & Co. Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules largely depend on the type of services provided. However, fees billed by Oppenheimer & Co. Inc can include asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees

Office Location

One North Brentwood Boulevard Suite 600
Saint Louis, MO 63105

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Oppenheimer & Co. Inc Brokerage Details

Total Assets Under Management

$22,650,951,893

MO Average: $7,464,549,021
Total Number of Employees

2,784

MO Average: 88
Total Number of Accounts

32,333

MO Average: 3,892
Average Account Size

$700,552

MO Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Daniel Findley Work History

Daniel has been registered as a financial advisor for 14 years.*

2009 - Present (15 years)

Oppenheimer & Co. Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Findley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oppenheimer & Co. Inc

Margaret Hunter-Smith
Washington, DC
Luigi Mazza
Miami, FL
Hugo Bartell
Charlotte, NC
Steven Baaden
Dallas, TX
F Masri
New York, NY
Michael Wolff
New York, NY
Brian Kutsmeda
Boca Raton, FL
Jaclyn Bedford
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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