Diane
Fredericks
Brokers International Financial Services, LLC
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About this Advisor
Diane Fredericks is a financial advisor operating out of Saint Louis, Missouri with 2 years of industry experience. Fredericks is an employee of Brokers International Financial Services, LLC. Throughout their career, they have worked at U.S. Bancorp Investments, Inc, Lincoln Financial Advisors and Brokers International Financial Services. Fredericks has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Missouri. Brokers International Financial Services, LLC is a financial advisory business operating out of Urbandale, IA. It has offices in 120 locations and a total of 224 advisors. It has $1 billion in assets under management among its 9,114 accounts, placing it among the largest firms in the United States by assets under management. The firm serves 10 charitable organizations. Of its 9,114 accounts, just 3% belong to high-net-worth individuals who have more than $1 million in investable assets. Brokers International Financial Services, LLC provides a number of services, including portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fees largely depend on the services offered. Fees billed by Brokers International Financial Services, LLC most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Brokers International Financial Services, LLC Brokerage Details
$1,360,141,295
224
9,114
$149,236
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Diane Fredericks Work History
Diane has been registered as a financial advisor for 2 years.*
Brokers International Financial Services
Lincoln Financial Advisors
U.S. Bancorp Investments, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Diane Fredericks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Brokers Financial
Urbandale, IA
Flat Rock, NC
Johnston, IA
Urbandale, IA
West Des Moines, IA
Saint Charles, MO
Urbandale, IA
Urbandale, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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