Harry
Tart
Lpl Financial LLC
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About this Advisor
Harry Tart is a financial advisor working in Saint Louis, Missouri who has 2 years of industry experience. Tart is an employee of Lpl Financial LLC. During their career, the advisor has held roles at Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, G2Max, Noonday Rotary Club Of St Charles, Notary Public, St Charles Rotary Club, Insurance Career Training Inc, Harry Tart, Rotary 6060, Tart Group LLC, The Compass Group Dba, The Compass Wealth Group, LLC and Lpl Financial LLC. Tart holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Missouri and Texas. Lpl Financial LLC is an advisory company headquartered in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 advisors. It has $368 billion in assets across its 1,688,501 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are held by high-net-worth investors who have more than $1 million in assets available to invest. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually vary depending on the financial services offered. Fees billed by Lpl Financial LLC most likely include any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Harry Tart Work History
Harry has been registered as a financial advisor for 2 years.*
Lpl Financial LLC
Tart Group LLC
The Compass Wealth Group, LLC
The Compass Group Dba
Harry Tart
Rotary 6060
Insurance Career Training Inc
St Charles Rotary Club
Notary Public
Noonday Rotary Club Of St Charles
G2Max
Waddell & Reed, Inc
Various Insurance Carriers For W&R Insurance Agencies
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Harry Tart to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Rochester, NY
Waukesha, WI
Chico, CA
Vienna, VA
Ann Arbor, MI
Naperville, IL
Bridgeport, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
