Commonwealth Financial Network
About this Advisor
James Gura is a financial advisor operating in Saint Louis, Missouri, who has been in the industry for 10 years. Gura is currently employed by Commonwealth Financial Network. During their career, the advisor has held roles at Commonwealth Financial Network, Stonebridge Financial Group, LLC, Oppenheimer & Co. Inc, Independent Trader and Wells Fargo Advisors. Gura maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in Missouri. Commonwealth Financial Network is an advisory firm that has its headquarters in Saint Louis, Missouri. The firm has offices in 1,090 locations and a total of 3,400 advisors. It has $111 billion in assets between its 436,517 accounts, placing it among the largest firms in the nation by assets under management. The firm serves 277 charities and foundations. Of its 436,517 customer accounts, just 4% are held by high-net-worth clients who have more than $1 million in assets available to invest. The business has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fee schedules usually are based on which service is provided. However, fees charged by Commonwealth Financial Network may include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Commonwealth Financial Network Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
James Gura Work History
James has 10 years of experience.
Commonwealth Financial Network
Stonebridge Financial Group, LLC
Oppenheimer & Co. Inc
Wells Fargo Advisors
James Gura has no disclosures.
Please visit their SEC profile for more details.
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