James
Gura

Commonwealth Financial Network

CRD#5988241
Investment Advisor
in Saint Louis, MO

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About this Advisor

James Gura is a financial advisor operating in Saint Louis, Missouri, who has been in the industry for 10 years. Gura is currently employed by Commonwealth Financial Network. During their career, the advisor has held roles at Commonwealth Financial Network, Stonebridge Financial Group, LLC, Oppenheimer & Co. Inc, Independent Trader and Wells Fargo Advisors. Gura maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in Missouri. Commonwealth Financial Network is an advisory firm that has its headquarters in Saint Louis, Missouri. The firm has offices in 1,090 locations and a total of 3,400 advisors. It has $111 billion in assets between its 436,517 accounts, placing it among the largest firms in the nation by assets under management. The firm serves 277 charities and foundations. Of its 436,517 customer accounts, just 4% are held by high-net-worth clients who have more than $1 million in assets available to invest. The business has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fee schedules usually are based on which service is provided. However, fees charged by Commonwealth Financial Network may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

3770 S. Lindbergh Blvd Suite 102
Saint Louis, MO 63127

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$111,440,393,319

MO Average: $16,012,751,954
Total Number of Employees

3,400

MO Average: 118
Total Number of Accounts

436,517

MO Average: 4,567
Average Account Size

$255,295

MO Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Gura Work History

James has 10 years of experience.

2018 - Present (4 years)

Commonwealth Financial Network

2018 - Present (4 years)

Stonebridge Financial Group, LLC

2013 - 2018 (5 years)

Oppenheimer & Co. Inc

2011 - 2013 (2 years)

Wells Fargo Advisors

2010 - 2011 (1 year)

Independent Trader

Disclosures

James Gura has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
Shane Keith
Payson, AZ
Brendan Bullett
North Adams, MA
Ryan Dignum
Fort Worth, TX
George Watson
Columbia, MD
Robert Miller
New Bern, NC
Laura Jastrab
Waltham, MA
Candice Jones
Sausalito, CA

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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