Ubs Financial Services Inc
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About this Advisor
James Lipari is a certified financial planner operating in Kansas City, Missouri, with a total of 15 years of professional experience. Lipari works at Ubs Financial Services Inc. Over the course of their career, Lipari has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Ubs Financial Services Inc. Lipari has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Kansas, Missouri and Texas. Ubs Financial Services Inc is a registered investment firm that has its headquarters in Kansas City, Missouri. The investment advisory business has offices in 369 locations and a total of 13,402 financial advisors. It handles $496 billion in total assets between its 922,927 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides services to 4,543 charitable organizations. Of its 922,927 client accounts, 52% belong to high-net-worth individuals who have greater than $1 million in assets. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fee schedules depend on the financial services offered. However, fees charged by Ubs Financial Services Inc likely include any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
James Lipari Work History
James has 15 years of experience.
Ubs Financial Services Inc
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
James Lipari has disclosures.
Please visit their SEC profile for more details.