James
Phelps
Saxony Capital Management, LLC
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About this Advisor
James Phelps is a financial advisor operating out of Saint Louis, Missouri with a total of 5 years of relevant experience. Phelps is an employee of Saxony Capital Management, LLC. Throughout their career, Phelps has worked at Scottrade, Inc, Saxony Securities, Inc and Saxony Capital Management, LLC. Phelps has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Missouri. Saxony Capital Management, LLC is a business that has its headquarters in Saint Louis, MO. The firm has offices in 22 locations and a total of seven financial advisors. It manages $163 million in assets between its 540 client accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. The firm serves one charities and foundations. Of its 540 client accounts, just 11% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Saxony Capital Management, LLC has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors usually depend on which services the firm provides the client. However, fee types charged by Saxony Capital Management, LLC likely include asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Saxony Capital Management, LLC Brokerage Details
$163,089,052
7
540
$302,017
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
James Phelps Work History
James has been registered as a financial advisor for 5 years.*
Saxony Securities, Inc
Saxony Capital Management, LLC
Scottrade, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Phelps to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Saxony Capital Management, LLC
Chesterfield, MO
Hamilton, OH
Suttons Bay, MI
Saint Louis, MO
Hebron, CT
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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