Kerry
Rogers
Principal Securities, Inc
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About this Advisor
Kerry Rogers is a financial advisor based in Saint Louis, Missouri with 1 year of industry experience. Rogers is an advisor for Principal Securities, Inc. Throughout their career, Rogers has worked at Cutter & Company, Inc, Clark Financial, Planmember Securities Corporation, Principal Life Insurance Company and Principal Securities Inc. Rogers maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Missouri. Principal Securities, Inc is an advisory firm operating out of Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 financial advisors. It manages $9 billion in assets under management between its 46,075 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 34 charities and foundations. Of its 46,075 customer accounts, just 3% are held by high-net-worth clients who have at least $1 million in assets. Principal Securities, Inc provides a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees are based on the type of services offered. However, fees charged by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kerry Rogers Work History
Kerry has been registered as a financial advisor for 1 years.*
Principal Life Insurance Company
Principal Securities Inc
Planmember Securities Corporation
Cutter & Company, Inc
Clark Financial
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kerry Rogers to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Des Moines, IA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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