Nicholas
Wages

Usa Financial Securities Corporation

CRD#7671855
Investment Advisor
in Lees Summit, MO

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About this Advisor

Nicholas Wages is a financial advisor based in Lees Summit, Missouri. Wages is on the advisory team at Usa Financial Securities Corporation. Their career trajectory has included roles at Srg Financial Advisors, Arvest Bank, Pulaski/Busey/Mb Financial (Mergers) and North American Savings Bank. Wages has a Series 65 license, certifying them as an investment advisor representative, and is able to operate in Missouri. Usa Financial Securities Corporation is an advisory business that has its headquarters in Ada, MI. It has offices in 126 locations and a total of 166 financial advisors. It has $224 million in assets among its 1,433 customer accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 1,433 client accounts, just 1% are held by high-net-worth clients who have greater than $1 million in investable assets. Usa Financial Securities Corporation performs a set of services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fee schedules usually are based on the financial services offered. However, fees billed by Usa Financial Securities Corporation likely include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 65

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

200 Ne Missouri Road Suite 200
Lees Summit, MO 64086

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Usa Financial Securities Corporation Brokerage Details

Total Assets Under Management

$223,546,536

MO Average: $943,424,332
Total Number of Employees

166

MO Average: 21
Total Number of Accounts

1,433

MO Average: 1,586
Average Account Size

$155,999

MO Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Nicholas Wages Work History

Nicholas has been registered as a financial advisor for 0 years.*

2022 - Present (2 years)

Srg Financial Advisors

2018 - 2022 (4 years)

Arvest Bank

2016 - 2018 (2 years)

Pulaski/Busey/Mb Financial (Mergers)

2010 - 2016 (6 years)

North American Savings Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Wages to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Usa Financial Securities Corporation

Susan Green
Tustin, CA
Kevin Dudka
Ada, MI
Shannon Larosse
Ada, MI
Michael Frantz
Ada, MI
Tucker Newhouse
Ada, MI
Joseph Green
Saint Joseph, MI
Sara Wolf
Ada, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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